Leaders in Hedged Equity and Options Strategies

Dedicated to supporting advisors in serving investors and growing their businesses.

Swan Global Investments is an asset management firm founded with an entrepreneurial spirit and dedicated to offering advisors differentiated options-based solutions. 

 

We invite you to get to know us and learn how we may be of service to you and your clients.

Process

Our options-based strategies are guided by our time-tested approach.

Solutions

Access our options-based strategies in ETFs, mutual funds, SMAs & more.

Performance

See how our various options-based strategies have performed over time.

Experience

Meet our team—leaders in hedging and options strategies.

 

 

Our Approach to Hedged Equity:

Investing Redefined®

Markets tend to go up over time,
so we’re ALWAYS INVESTED.

Severe losses can derail investors’ goals,
so we’re ALWAYS HEDGED.

Always Invested, Always Hedged

A HEDGE IS NOT INSURANCE AGAINST LOSSES
The effectiveness of the hedge and degree of downside risk mitigation varies with market conditions. The Defined Risk Strategy can and does have periods of losses.

- Insights & More -

Danger Beneath the Surface: How Bad Policy Led to Bank Failures in

 

The emergency situation in which many small and regional banks find themselves is a direct consequence of bad policy. Examine the causes of historic 2023 bank failures and potential for large financial contagion.

Geopolitical Risk: A Long-Dormant Threat Awakens

 

Geopolitical risk has not been on most investors’ radar for years. But it’s rearing its ugly head now. Examine the current converging geopolitical risks and drivers of market uncertainty.

“Irrational Exuberance” Revisited

 

Today, the equity markets are displaying many of the same worrying traits that Shiller identified in 2000. Examine which factors that drove “irrational exuberance’ 22 years ago are still relevant today and identify new risk investors need to consider.

Market Uncertainty: War in Ukraine Grinds On

Uncertainty abounds concerning persistent impacts of the war on commodity and energy markets, as well as, the potential for broader or spill-over conflagration. Explore an approach to help investors navigate these uncertain times.

Address Investor Uncertainty & Behaviors

Top Rated  Article with Related Resources

Enhance Your Practice with Behavioral Finance

Hope for the Best, Prepare for the Worst

 

Being prepared starts with knowing the truth about black swans, bear markets, and portfolio construction.

What is Hedged Equity?

Learn about an increasingly popular investment approach distinctly suited to help investors remain invested while managing risk.

Math Matters

Popular White Paper

Help your clients understand the 4 Basic Math Concepts that Drive Investment Returns

Client-Centered, Outcome-Oriented

We believe an investment approach should be designed around the investor’s best interest, not a trend or what is easiest to “sell.”

In an industry focused on products, we offer a solution.

Proudly Sponsoring Advisor Education

We are a Gold Sponsor of the Investment & Wealth Institute!

Dedicated to Providing Thought Leadership for the Financial Advisory Community

Latest Resources

 

Review the latest research, insights, and commentary from the Swan portfolio management team.

- Swan in the News -

Real Thought Leadership

A Message from Founder, Randy Swan

Randy Swan discusses how the Defined Risk Strategy is designed to help investors generate consistent returns while preserving irreplaceable capital through market cycles.

Meet Swan Global Investments

Learn more about the Swan Investment Management team and the unique design of the Defined Risk Strategy.

OUR TEAM