Hedged Equity Investment Solutions


Building Investment Solutions for Long-Term Investors

Everything we do is to help long-term investors. The investing environment has become increasingly difficult and redefined by shifts in globalization, technology, and more. Investors now face the biggest risks and opportunities in a generation.


Since 1997, we have been redefining investing.


Our founder, a long-term investor, developed the Defined Risk Strategy (DRS), a hedged equity investment approach, to help other investors define and limit market risk—to redefine the risk/return profile of equity investing.

Hedged Equity Investments

Seeking to Define Risk & Improve Outcomes

The Swan Hedged Equity US Large Cap ETF (ticker: HEGD) offers investors a distinct blend of passive investing and active risk management, all in one ETF.  Ask your financial advisor for more information.

Our suite of hedged equity mutual funds is available across asset classes such as U.S. large cap, U.S. small cap, foreign developed (ex-US), and emerging markets. While distinct in their own respects, all of these strategies are based on the same Defined Risk investing process launched in 1997.

Separately Managed Accounts (SMAs) offer some customization opportunities with the DRS available across a range of asset classes, as well as, individualized reporting for DRS investors. There is an investment minimum to open a separate account.

Option overlays provide bespoke solutions for hedging and income generation on concentrated positions and most multi-asset portfolios.  Available at major custodians and platforms.  Account minimums apply.

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Process Put to the Test