Institutional Investment Solutions

Investment Solutions for Institutions

Striking the balance between risk asset exposure to generate returns and providing sustainable income is critical to long-term success over full market cycles.

 

The Defined Risk Strategy address market risk directly in order to protect capital while always remaining invested for growth. Our proven process has generated consistent rolling returns over market cycles.

Defining Risk, Improving Outcomes – Across Structures & Asset Classes
The Swan Hedged Equity ETF (ticker: HEGD) combines our distinct, time-tested blend of passive investing and active risk management, all in one ETF.  
Separately Managed Accounts (SMAs) offer some customization opportunities with the DRS available across a range of asset classes, as well as, individualized reporting for DRS investors. There is an investment minimum to open a separate account.
Structure Outcome Strategies (SOS) seek to provide investors with equity market appreciation, up to a cap, and a downside SOS Shield for a specified period, seeking to reduce the uncertainty and volatility associated with equity investing.
Our option overlays offer customization opportunities for hedging and income generation on most multi-asset portfolios. Swan Overlays are available on many custodians. Account minimums apply.

Our suite of hedged equity mutual funds is available across asset classes and based on the same Defined Risk investing process launched in 1997.

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