Institutional Investment Solutions

Investment Solutions for Institutions


Striking the balance between risk asset exposure to generate returns and providing sustainable income is critical to long-term success over full market cycles.


The Defined Risk Strategy address market risk directly in order to protect capital while always remaining invested for growth. Our proven process has generated consistent rolling returns over market cycles.

Proven Solutions for Hedged, Global Diversification

Build globally diversified, hedged portfolios across multiple structures and asset classes:

  • Multiple Asset Classes:
    • U.S. Large Cap,
    • U.S. Small Cap,
    • Foreign Developed,
    • Emerging Markets

Institutional investors use the DRS to serve various portfolio roles, including:

  • A core equity replacement or supplement
  • A hedge equity complement for equity holding
  • A fixed income complement
  • An absolute return or alternative asset
Our option overlays offer customization opportunities for hedging and income generation on most multi-asset portfolios. Swan Overlays are available on many custodians. Account minimums apply.
Separately Managed Accounts (SMAs) offer some customization opportunities with the DRS available across a range of asset classes, as well as, individualized reporting for DRS investors. There is an investment minimum to open a separate account.

We applied our Defined Risk Strategy to a suite of collective investment trust funds (CITS) to allow investors access to our risk-managed approach to grow and protect wealth in retirement (401k) plans.

The DRS is available in a suite of mutual funds across asset classes, based on the same strategy and investing process launched in 1997, designed to redefine the risk/return profile of long-term equity investing. 

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Process Put to the Test