Investment Solutions

Proven Solutions for Investment Advisors

The world has been redefined—made increasingly difficult by the uncertainty in the post-COVID-19, low to negative yields, re-calibration of the global economy, and more.

 

Advisors now face the biggest risks and opportunities in a generation.

 

Since 1997, we have been redefining investing. Our distinct Defined Risk Strategy has pioneered the use of options to define and limit market risk—to redefine the risk/return profile of equity investing.

Defining Risk, Improving Outcomes – Across Structures & Asset Classes

Separately Managed Accounts (SMAs) offer some customization opportunities with the DRS available across a range of asset classes, as well as, individualized reporting for DRS investors. There is an investment minimum to open a separate account.

Structure Outcome Strategies (SOS) provide investors with equity market appreciation, up to a cap, and a downside SOS Shield for a specified period, seeking to reduce the uncertainty and volatility associated with equity investing.

The DRS is available in a suite of mutual funds across asset classes, based on the same strategy and investing process launched in 1997, designed to redefine the risk/return profile of long-term equity investing. 

Our option overlays offer customization opportunities for hedging and income generation on most multi-asset portfolios. Swan Overlays are available at major custodians and platforms. Account minimums apply.

We applied our Defined Risk Strategy to a suite of collective investment trust funds (CITS) to allow investors access to our risk-managed approach to grow and protect wealth in retirement (401k) plans.

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