Investor-Oriented Investment Solutions

Proven Solutions for Long-term Investors

The investing environment is increasingly difficult against a landscape that has been redefined with globalization, technology, and more. Investors now face the biggest risks and opportunities in a generation.


Since 1997, we have been redefining investing.

Our founder, a long-term investor, developed the Defined Risk Strategy (DRS) to help other investors define and limit market risk—to redefine the risk/return profile of equity investing.

Defining Risk, Improving Investing Outcomes

The DRS is available in a suite of mutual funds across asset classes, based on the same strategy and investing process launched in 1997, designed to redefine the risk/return profile of long-term equity investing. 

Separately Managed Accounts (SMAs) offer some customization opportunities with the DRS available across a range of asset classes, as well as, individualized reporting for DRS investors. There is an investment minimum to open a separate account.

Structured Outcome Strategies™ provide investors with equity market appreciation, up to a cap, and a downside SOS Shield™ for a specified period, seeking to reduce the uncertainty and volatility associated with equity investing.

The Swan Defined Risk Collective Investment Trust funds, a hedged, risk-managed, and globally diversified suite of CITs that are packaged for retirement (401k) accounts and may be suitable as a qualified default investment alternative (“QDIA”).  Ask your financial advisor for more information.

Learn More About Our Firm
Real Thought Leaders
Helpful Insights
Process Put to the Test