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1-Page Brochure — Swan DRS Prime

In a low-yield world, investors face two “tail risks”:

  1. Allocate too much equities and experience large losses (right tail risk) 
  2. Allocate too much to low-yield/low return bonds and miss out on returns necessary to achieve long-term goals (right tail risk)

We believe hedged equity can help.

 

 

Balance Equity Market Participation and Downside Hedge

  • Seek consistent longer-term rolling returns over market cycles,
  • While mitigating the risk of major market declines

 

The Swan DRS  Prime approach is uniquely designed to address these enduring portfolio allocation challenges.

Review the simple, yet effective investment construction of the DRS Prime approach — engineered ‘to not lose big’.

Preview or read the brochure below:

DOWNLOAD 1-PAGE BROCHURE
Swan DRS Prime 1-Page Brochure — Outline

Since 1997, the Defined Risk Strategy (DRS) has provided an effective solution to this dual dilemma and is now offered in multiple vehicles, including separately managed accounts, ETFs, mutual funds, and even custom portfolio overlays.

 

Capable of Helping Investors Tackle Both Tail Risks
  • Left Tail Risk: Investors need to maintain global equity exposure to grow wealth. The COVID-19 pandemic created a global market crisis, reminding everyone about the risk of major losses.
  • Right Tail Risk: Investors might be wary of equity market valuations and volatility. Yet, under-exposure to equity markets may mean investors miss out on returns necessary to achieve long-term goals.

 

Swan DRS Prime Overview
  • The distinct Always Invested, Always Hedged investment process can help investors increase allocations to equity (asset class positioned to peform) while mitigating risk- addressing both tail risks for long-term, consistent returns.
Investment Process
Helpful Resources
Investment Philosophy
Always Invested Always Hedged
Other Swan DRS Investment Solutions
Insights & Resources

Disclosures: Swan Global Investments, LLC is an SEC registered Investment Advisor that specializes in managing money using the proprietary Defined Risk Strategy (“DRS”). SEC registration does not denote any special training or qualification conferred by the SEC. Past performance is not a guarantee of future results. No guarantee is given as to actual investment results, thus the assumed growth rate used may or may not be attained. Swan offers and manages the proprietary Defined Risk Strategy (“DRS”) for its clients including individuals, institutions and other investment advisor firms. Swan’s performance results herein are of the DRS Prime Strategy which is a subset of the Defined Risk U.S. Large Cap Strategy Composite. All Swan products utilize the Defined Risk Strategy (“DRS”), but may vary by asset class, regulatory offering type, etc. Accordingly, all Swan DRS product offerings will have different performance results, and comparing results among the Swan products and composites may be of limited use. Additional information regarding Swan’s composite policies and procedures for calculating and reporting performance returns is available upon request.

All Swan performance results have been compiled solely by Swan Global Investments and are unaudited. Other performance return figures indicated in this material are derived from what Swan believes to be reliable sources (S&P 500 index), but Swan does not guarantee its reliability. The resulting hypothetical performance analysis is not actual performance history. Actual results may materially vary and differ significantly from the suggested hypothetical analysis performance data. This analysis is not a guarantee or indication of future performance. The S&P 500 is an index of approximately 500 large cap stocks which does not charge fees. An investment cannot be made directly in an index. Swan Global Investments, LLC, Swan Capital Management, LLC, Swan Global Management, LLC and Swan Wealth Advisors, LLC are affiliated entities. Further information is available upon request by contacting the company directly at 970-382-8901 or visit swanglobalinvestments.com.